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At some point every Financial Services firm will see a complaint escalated to the Ombudsman and the most recent FOS report revealed a 50% year on year increase in complaint volumes.
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From kick-off to completion, it took only a month and a half to migrate Vodafone’s sizeable share register of 350,000+ shareholders with over half a billion records to Equiniti. The secret to such speedy success? Pulling out all the stops with thorough governance measures, concurrent workstreams, constant communication and detailed planning, preparation and organisation.
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Welcome to our monthly bulletin of what’s happening within the regulatory environment that impacts the share registration and employee share plans space.
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2021 has, so far, proved to be another busy year, with shareholders making their voices heard, whether it be on remuneration decisions made by companies in the wake of COVID-19, their requirement for increased diversity at Board level, or through votes on recommended and hostile takeovers.
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Many financial advisers report an increase in enquiries about products such as critical illness cover. In addition, many lawyers are busy writing wills, particularly for younger clients.
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Welcome to our monthly bulletin of what’s happening within the regulatory environment that impacts the share registration and employee share plans space.
Read More